SECURITIES AND EXCHANGE COMMISSION | ||||||||
Washington, D.C. 20549 | ||||||||
SCHEDULE 13D |
Under the Securities Exchange Act of 1934* | ||||||||
(Amendment No. 7) | ||||||||
Hamilton Lane Incorporated | ||||||||
(Name of Issuer) | ||||||||
Class A Common Stock, par value $0.001 | ||||||||
(Title of Class of Securities) | ||||||||
407497 106 | ||||||||
(CUSIP Number) | ||||||||
Lydia Gavalis General Counsel and Secretary Hamilton Lane Incorporated One Presidential Blvd., 4th Floor Bala Cynwyd, PA 19004 Telephone: (610) 934-2222 with a copy to: Matthew H. Meyers Faegre Drinker Biddle & Reath LLP One Logan Square, Suite 2000 Philadelphia, PA 19103 Telephone: (215) 988-2700 | ||||||||
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) | ||||||||
September 4, 2020 | ||||||||
(Date of Event Which Requires Filing of this Statement) |
(1) | Name of Reporting Person HLA Investments, LLC | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization Delaware | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 20,887,210 | ||||||||||||||||
(9) | Sole Dispositive Power 10,997,072 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 20,887,210 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 39.3% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) OO (Limited Liability Company) |
(1) | Name of Reporting Person HRHLA, LLC | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization Delaware | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 20,887,210 | ||||||||||||||||
(9) | Sole Dispositive Power 8,017,067 | ||||||||||||||||
(10) | Shared Dispositive Power 2,980,005 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 20,887,210 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 39.3% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) OO (Limited Liability Company) |
(1) | Name of Reporting Person Hartley R. Rogers | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 20,887,210 | ||||||||||||||||
(9) | Sole Dispositive Power 8,070,393 | ||||||||||||||||
(10) | Shared Dispositive Power 2,980,005 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 20,887,210 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 39.3% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Hamilton Lane Advisors, Inc. | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization Pennsylvania | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 2,579,104 | ||||||||||||||||
(9) | Sole Dispositive Power 2,579,104 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 2,579,104 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 6.9% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) CO |
(1) | Name of Reporting Person Mario L. Giannini | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 4,412,074 | ||||||||||||||||
(9) | Sole Dispositive Power 4,128,442 | ||||||||||||||||
(10) | Shared Dispositive Power 283,632 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 4,412,074 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 11.3% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Kyera Giannini | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 288,648 | ||||||||||||||||
(9) | Sole Dispositive Power 288,648 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 288,648 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 0.8% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Nicole Giannini | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 288,648 | ||||||||||||||||
(9) | Sole Dispositive Power 288,648 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 288,648 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 0.8% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person The 2008 Sexton Des. Trust FBO Laura Sexton | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization New York | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 466,233 | ||||||||||||||||
(9) | Sole Dispositive Power 0 | ||||||||||||||||
(10) | Shared Dispositive Power 466,233 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 466,233 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 1.3% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) OO (Trust) |
(1) | Name of Reporting Person The 2008 Sexton Des. Trust FBO Matthew Sexton | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization New York | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 466,233 | ||||||||||||||||
(9) | Sole Dispositive Power 0 | ||||||||||||||||
(10) | Shared Dispositive Power 466,233 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 466,233 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 1.3% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) OO (Trust) |
(1) | Name of Reporting Person O. Griffith Sexton | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 943,655 | ||||||||||||||||
(9) | Sole Dispositive Power 11,189 | ||||||||||||||||
(10) | Shared Dispositive Power 932,466 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 943,655 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 2.6% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) OO (Trustee), IN |
(1) | Name of Reporting Person Barbara Sexton | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 932,466 | ||||||||||||||||
(9) | Sole Dispositive Power 0 | ||||||||||||||||
(10) | Shared Dispositive Power 932,466 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 932,466 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 2.6% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) OO (Trustee) |
(1) | Name of Reporting Person Oakville Number 2 Trust | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization Guernsey | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 710,022 | ||||||||||||||||
(9) | Sole Dispositive Power 0 | ||||||||||||||||
(10) | Shared Dispositive Power 710,022 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 710,022 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 2.0% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) OO (Trust) |
(1) | Name of Reporting Person Rysaffe Trust Company (C.I.) Limited | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization Guernsey | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 710,022 | ||||||||||||||||
(9) | Sole Dispositive Power 0 | ||||||||||||||||
(10) | Shared Dispositive Power 710,022 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 710,022 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 2.0% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) OO (Trustee) |
(1) | Name of Reporting Person Edward B. Whittemore | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 145,000 | ||||||||||||||||
(9) | Sole Dispositive Power 0 | ||||||||||||||||
(10) | Shared Dispositive Power 145,000 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 145,000 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 0.4% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Laurence F. Whittemore | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 156,880 | ||||||||||||||||
(9) | Sole Dispositive Power 0 | ||||||||||||||||
(10) | Shared Dispositive Power 156,880 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 156,880 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 0.4% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Michael Schmertzler | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 752,005 | ||||||||||||||||
(9) | Sole Dispositive Power 0 | ||||||||||||||||
(10) | Shared Dispositive Power 752,005 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 752,005 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 2.1% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Erik R. Hirsch | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 1,188,110 | ||||||||||||||||
(9) | Sole Dispositive Power 1,188,110 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 1,188,110 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 3.3% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Juan Delgado-Moreira | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization Spain | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 1,306,927 | ||||||||||||||||
(9) | Sole Dispositive Power 1,306,927 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 1,306,927 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 3.7% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Paul Yett | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 405,452 | ||||||||||||||||
(9) | Sole Dispositive Power 405,452 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 405,452 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 1.1% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Randy Stilman | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 29,824 | ||||||||||||||||
(9) | Sole Dispositive Power 29,824 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 29,824 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 0.1% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Kevin J. Lucey | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 366,235 | ||||||||||||||||
(9) | Sole Dispositive Power 366,235 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 366,235 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 1.0% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Tara Devlin | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 373,556 | ||||||||||||||||
(9) | Sole Dispositive Power 373,556 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 373,556 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 1.1% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Stephen R. Brennan | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 248,185 | ||||||||||||||||
(9) | Sole Dispositive Power 248,185 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 248,185 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 0.7% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Andrea Anigati | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 503,959 | ||||||||||||||||
(9) | Sole Dispositive Power 503,959 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 503,959 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 1.4% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Michael Kelly | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 100,000 | ||||||||||||||||
(9) | Sole Dispositive Power 100,000 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 100,000 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 0.3% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Jeffrey S. Meeker | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 161,834 | ||||||||||||||||
(9) | Sole Dispositive Power 161,834 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 161,834 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 0.5% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Thomas Kerr | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 173,845 | ||||||||||||||||
(9) | Sole Dispositive Power 173,845 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 173,845 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 0.5% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person David Helgerson | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 197,009 | ||||||||||||||||
(9) | Sole Dispositive Power 197,009 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 197,009 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 0.6% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(1) | Name of Reporting Person Michael Donohue | ||||||||||||||||
(2) | Check the Appropriate Box if a Member of a Group | ||||||||||||||||
(a) | x | ||||||||||||||||
(b) | ¨ | ||||||||||||||||
(3) | SEC Use Only | ||||||||||||||||
(4) | Source of Funds OO | ||||||||||||||||
(5) | Check box if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e) ¨ | ||||||||||||||||
(6) | Citizenship or Place of Organization U.S.A. | ||||||||||||||||
Number of Shares Beneficially Owned by Each Reporting Person With | (7) | Sole Voting Power 0 | |||||||||||||||
(8) | Shared Voting Power 64,949 | ||||||||||||||||
(9) | Sole Dispositive Power 64,949 | ||||||||||||||||
(10) | Shared Dispositive Power 0 | ||||||||||||||||
(11) | Aggregate Amount Beneficially Owned by Each Reporting Person 64,949 | ||||||||||||||||
(12) | Check box if the Aggregate Amount in Row (11) Excludes Certain Shares ¨ | ||||||||||||||||
(13) | Percent of Class Represented by Amount in Row (11) 0.2% | ||||||||||||||||
(14) | Type of Reporting Person (See Instructions) IN |
(c) | Certain of the Reporting Persons hold positions at the Issuer and its subsidiaries as their principal occupation. | |||||||
Name | Principal Occupation (at Issuer) | |||||||
Hartley R. Rogers | Chairman, Director | |||||||
Mario L. Giannini | Chief Executive Officer, Director | |||||||
Erik R. Hirsch | Vice Chairman, Director | |||||||
Juan Delgado-Moreira | Vice Chairman | |||||||
Kevin J. Lucey | Chief Operating Officer | |||||||
Michael Donohue | Controller | |||||||
Paul Yett | Managing Director | |||||||
Tara Devlin | Managing Director | |||||||
Andrea Anigati | Managing Director | |||||||
Stephen R. Brennan | Head of Business Development | |||||||
Thomas Kerr | Managing Director | |||||||
David Helgerson | Managing Director |
Reporting Person | Number of Shares Beneficially Owned | Percentage of Class A Common Stock Outstanding(1) | ||||||
HLAI | 20,887,210 | 39.3 | % | |||||
HRHLA | 20,887,210 | 39.3 | % | |||||
Hartley R. Rogers | 20,887,210 | 39.3 | % | |||||
HLA Inc. | 2,579,104 | 6.9 | % | |||||
Mario L. Giannini | 4,412,074 | 11.3 | % | |||||
Kyera Giannini | 288,648 | * | ||||||
Nicole Giannini | 288,648 | * | ||||||
O. Griffith Sexton | 943,655 | 2.6 | % | |||||
Barbara Sexton | 932,466 | 2.6 | % | |||||
Laura Sexton Trust | 466,233 | 1.3 | % | |||||
Matthew Sexton Trust | 466,233 | 1.3 | % | |||||
Oakville Trust | 710,022 | 2.0 | % | |||||
Rysaffe | 710,022 | 2.0 | % | |||||
Edward B. Whittemore | 145,000 | * | ||||||
Laurence F. Whittemore | 156,880 | * | ||||||
Michael Schmertzler | 752,005 | 2.1 | % | |||||
Erik R. Hirsch | 1,188,110 | 3.3 | % | |||||
Juan Delgado-Moreira | 1,306,927 | 3.7 | % | |||||
Paul Yett | 405,452 | 1.1 | % | |||||
Randy Stilman | 29,824 | * | ||||||
Kevin J. Lucey | 366,235 | 1.0 | % | |||||
Tara Devlin | 373,556 | 1.1 | % | |||||
Stephen R. Brennan | 248,185 | * | ||||||
Andrea Anigati | 503,959 | 1.4 | % | |||||
Michael Kelly | 100,000 | * | ||||||
Jeffrey S. Meeker | 161,834 | * | ||||||
Thomas Kerr | 173,845 | * | ||||||
David Helgerson | 197,009 | * | ||||||
Michael Donohue | 64,949 | * | ||||||
Total for Group | 20,887,210 | 39.3 | % |
Reporting Person | Number of Class B Units Exchanged(1) | Number of Class C Units Exchanged(2) | Shares of Class A Common Stock Sold | ||||||||
Hartley R. Rogers | 1,500,000(3) | ||||||||||
Laura Sexton Trust | 50,000(4) | ||||||||||
Matthew Sexton Trust | 50,000(5) | ||||||||||
Edward B. Whittemore | 11,880(6) | ||||||||||
Michael Schmertzler | 50,000(7) | ||||||||||
Michael Donohue | 5,000(8) | ||||||||||
Paul Yett | 150,000(8) | ||||||||||
Randy Stilman | 110,000(8) | ||||||||||
Andrea Anigati | 24,500(8) | ||||||||||
David Helgerson | 20,000(8) | ||||||||||
Stephen Brennan | 63,000(8) | ||||||||||
Tara Devlin | 25,000(8) | ||||||||||
Oakville Trust | 75,000(9) | ||||||||||
HLAI | 1,661,880(10) | ||||||||||
HRHLA | 1,661,880(10) |
Exhibit | Description | ||||
1. | Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended. | ||||
2. | Form of Lock-Up Agreement. |
1. | HLA Investments, LLC | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
2. | HRHLA, LLC | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
3. | Hamilton Lane Advisors, Inc. | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
4. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Hartley R. Rogers | ||||||||
5. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Mario L. Giannini | ||||||||
6. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Kyera Giannini | ||||||||
7. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Nicole Giannini | ||||||||
8. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
O. Griffith Sexton | ||||||||
9. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Barbara Sexton | ||||||||
10. | The 2008 Sexton Des. Trust FBO Laura Sexton | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
11. | The 2008 Sexton Des. Trust FBO Matthew Sexton | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
12. | Oakville Number 2 Trust | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
13. | Rysaffe Trust Company (C.I.) Limited | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
14. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Edward B. Whittemore | ||||||||
15. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Laurence F. Whittemore | ||||||||
16. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Michael Schmertzler | ||||||||
17. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Erik R. Hirsch | ||||||||
18. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Kevin J. Lucey |
19. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Juan Delgado-Moreira | ||||||||
20. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Randy Stilman | ||||||||
21. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Paul Yett | ||||||||
22. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Tara Devlin | ||||||||
23. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Andrea Anigati | ||||||||
24. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Michael Kelly | ||||||||
25. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Stephen R. Brennan | ||||||||
26. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Jeffrey S. Meeker | ||||||||
27. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Thomas Kerr | ||||||||
28. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
David Helgerson | ||||||||
29. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Michael Donohue |
1. | HLA Investments, LLC | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
2. | HRHLA, LLC | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
3. | Hamilton Lane Advisors, Inc. | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
4. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Hartley R. Rogers | ||||||||
5. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Mario L. Giannini | ||||||||
6. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Kyera Giannini | ||||||||
7. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Nicole Giannini | ||||||||
8. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
O. Griffith Sexton | ||||||||
9. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Barbara Sexton | ||||||||
10. | The 2008 Sexton Des. Trust FBO Laura Sexton | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
11. | The 2008 Sexton Des. Trust FBO Matthew Sexton | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
12. | Oakville Number 2 Trust | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
13. | Rysaffe Trust Company (C.I.) Limited | |||||||
By: | /s/ Lauren Platko | |||||||
Name: | Lauren Platko | |||||||
Title: | Attorney-in-Fact | |||||||
14. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Edward B. Whittemore | ||||||||
15. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Laurence F. Whittemore | ||||||||
16. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Michael Schmertzler | ||||||||
17. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Erik R. Hirsch | ||||||||
18. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Kevin J. Lucey | ||||||||
19. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Juan Delgado-Moreira | ||||||||
20. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Randy Stilman | ||||||||
21. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Paul Yett | ||||||||
22. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Tara Devlin | ||||||||
23. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Andrea Anigati | ||||||||
24. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Michael Kelly | ||||||||
25. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Stephen R. Brennan | ||||||||
26. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Jeffrey S. Meeker | ||||||||
27. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Thomas Kerr | ||||||||
28. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
David Helgerson | ||||||||
29. | /s/ Lauren Platko, Attorney-in-Fact | |||||||
Michael Donohue |
IF AN INDIVIDUAL: | IF AN ENTITY: | ||||
By: (duly authorized signature) | (please print complete name of entity) | ||||
Name: (please print full name) | By: (duly authorized signature) | ||||
Name: (please print full name) | |||||
Address: | Address: | ||||
E-mail: | E-mail: |